李克强(qiang)签(qian)(qian)署(shu)国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)令 公(gong)布《全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)条(tiao)例(li)(li)(li)》 发(fa)布日期：2016-03-29 来(lai)源：中国(guo)(guo)(guo)(guo)(guo)(guo)政(zheng)府网(wang) 新华社(she)(she)北京(jing)3月28日电 国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)总(zong)理(li)(li)(li)(li)(li)(li)李克强(qiang)日前签(qian)(qian)署(shu)第667号国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)令，公(gong)布《全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)条(tiao)例(li)(li)(li)》（以下(xia)简称《条(tiao)例(li)(li)(li)》），自(zi)2016年(nian)5月1日起(qi)施(shi)行(xing)(xing)(xing)(xing)(xing)。 《条(tiao)例(li)(li)(li)》规(gui)(gui)定(ding)(ding)，全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)是国(guo)(guo)(guo)(guo)(guo)(guo)家(jia)社(she)(she)会(hui)(hui)保障储备基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)，由(you)全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)理(li)(li)(li)(li)(li)(li)事(shi)(shi)会(hui)(hui)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)运(yun)营，由(you)中央财政(zheng)预算拨款、国(guo)(guo)(guo)(guo)(guo)(guo)有(you)(you)(you)资(zi)(zi)本(ben)划转、基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)投(tou)资(zi)(zi)收(shou)(shou)益和(he)(he)以国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)批(pi)准(zhun)(zhun)的(de)(de)(de)(de)其(qi)他方式(shi)筹集(ji)的(de)(de)(de)(de)资(zi)(zi)金(jin)(jin)(jin)构(gou)成，用于(yu)(yu)人(ren)(ren)口(kou)老龄(ling)化(hua)高峰(feng)时(shi)期的(de)(de)(de)(de)养老保险(xian)等(deng)社(she)(she)会(hui)(hui)保障支(zhi)出(chu)的(de)(de)(de)(de)补充、调剂。 《条(tiao)例(li)(li)(li)》按(an)照(zhao)审(shen)慎稳(wen)健、公(gong)开透明的(de)(de)(de)(de)原则，规(gui)(gui)定(ding)(ding)了基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)运(yun)营的(de)(de)(de)(de)多项风险(xian)防控措施(shi)：全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)理(li)(li)(li)(li)(li)(li)事(shi)(shi)会(hui)(hui)应当按(an)照(zhao)国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)批(pi)准(zhun)(zhun)的(de)(de)(de)(de)比例(li)(li)(li)在境(jing)内(nei)外(wai)市(shi)场(chang)投(tou)资(zi)(zi)运(yun)营基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)，合理(li)(li)(li)(li)(li)(li)配置经(jing)国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)批(pi)准(zhun)(zhun)的(de)(de)(de)(de)固定(ding)(ding)收(shou)(shou)益类、股票类和(he)(he)未(wei)上市(shi)股权类等(deng)资(zi)(zi)产；要(yao)(yao)制定(ding)(ding)风险(xian)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)和(he)(he)内(nei)部(bu)(bu)控制办法；制定(ding)(ding)基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)的(de)(de)(de)(de)资(zi)(zi)产配置计(ji)(ji)(ji)划、确定(ding)(ding)重大投(tou)资(zi)(zi)项目，应当进(jin)行(xing)(xing)(xing)(xing)(xing)风险(xian)评(ping)估并集(ji)体讨论决定(ding)(ding)；定(ding)(ding)期向(xiang)国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)有(you)(you)(you)关(guan)(guan)部(bu)(bu)门(men)(men)(men)(men)报告基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)运(yun)营情况(kuang)(kuang)；将基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)委(wei)托(tuo)(tuo)投(tou)资(zi)(zi)的(de)(de)(de)(de)，要(yao)(yao)从符合法定(ding)(ding)条(tiao)件的(de)(de)(de)(de)专业(ye)投(tou)资(zi)(zi)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)机(ji)构(gou)、专业(ye)托(tuo)(tuo)管(guan)(guan)(guan)(guan)机(ji)构(gou)中选任基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)的(de)(de)(de)(de)投(tou)资(zi)(zi)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)人(ren)(ren)、托(tuo)(tuo)管(guan)(guan)(guan)(guan)人(ren)(ren)，并对(dui)其(qi)进(jin)行(xing)(xing)(xing)(xing)(xing)考评(ping)。此(ci)外(wai)，《条(tiao)例(li)(li)(li)》还对(dui)投(tou)资(zi)(zi)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)人(ren)(ren)审(shen)慎投(tou)资(zi)(zi)、托(tuo)(tuo)管(guan)(guan)(guan)(guan)人(ren)(ren)安全(quan)(quan)保管(guan)(guan)(guan)(guan)基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)的(de)(de)(de)(de)法定(ding)(ding)职(zhi)责(ze)(ze)及禁(jin)止(zhi)性(xing)行(xing)(xing)(xing)(xing)(xing)为作了明确规(gui)(gui)定(ding)(ding)。 《条(tiao)例(li)(li)(li)》明确，国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)财政(zheng)部(bu)(bu)门(men)(men)(men)(men)、国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)社(she)(she)会(hui)(hui)保险(xian)行(xing)(xing)(xing)(xing)(xing)政(zheng)部(bu)(bu)门(men)(men)(men)(men)按(an)照(zhao)各(ge)自(zi)职(zhi)责(ze)(ze)对(dui)基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)的(de)(de)(de)(de)收(shou)(shou)支(zhi)、管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)和(he)(he)投(tou)资(zi)(zi)运(yun)营情况(kuang)(kuang)实(shi)施(shi)监(jian)(jian)(jian)(jian)督(du)，发(fa)现(xian)存在问(wen)题的(de)(de)(de)(de)，依(yi)法处理(li)(li)(li)(li)(li)(li)；不属于(yu)(yu)本(ben)部(bu)(bu)门(men)(men)(men)(men)职(zhi)责(ze)(ze)范围的(de)(de)(de)(de)，依(yi)法移(yi)送有(you)(you)(you)关(guan)(guan)部(bu)(bu)门(men)(men)(men)(men)处理(li)(li)(li)(li)(li)(li)。国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)外(wai)汇(hui)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)部(bu)(bu)门(men)(men)(men)(men)、国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)证券监(jian)(jian)(jian)(jian)督(du)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)机(ji)构(gou)、国(guo)(guo)(guo)(guo)(guo)(guo)务(wu)(wu)(wu)院(yuan)(yuan)(yuan)银行(xing)(xing)(xing)(xing)(xing)业(ye)监(jian)(jian)(jian)(jian)督(du)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)机(ji)构(gou)按(an)照(zhao)各(ge)自(zi)职(zhi)责(ze)(ze)对(dui)投(tou)资(zi)(zi)管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)人(ren)(ren)投(tou)资(zi)(zi)、托(tuo)(tuo)管(guan)(guan)(guan)(guan)人(ren)(ren)保管(guan)(guan)(guan)(guan)全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)情况(kuang)(kuang)实(shi)施(shi)监(jian)(jian)(jian)(jian)督(du)。审(shen)计(ji)(ji)(ji)署(shu)每(mei)年(nian)对(dui)基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)进(jin)行(xing)(xing)(xing)(xing)(xing)审(shen)计(ji)(ji)(ji)，审(shen)计(ji)(ji)(ji)结果向(xiang)社(she)(she)会(hui)(hui)公(gong)布。全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)社(she)(she)会(hui)(hui)保障基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)理(li)(li)(li)(li)(li)(li)事(shi)(shi)会(hui)(hui)通过公(gong)开招标选聘会(hui)(hui)计(ji)(ji)(ji)师事(shi)(shi)务(wu)(wu)(wu)所(suo)对(dui)基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)进(jin)行(xing)(xing)(xing)(xing)(xing)审(shen)计(ji)(ji)(ji)，并通过其(qi)官方网(wang)站(zhan)、全(quan)(quan)国(guo)(guo)(guo)(guo)(guo)(guo)范围内(nei)发(fa)行(xing)(xing)(xing)(xing)(xing)的(de)(de)(de)(de)报纸每(mei)年(nian)向(xiang)社(she)(she)会(hui)(hui)公(gong)布基(ji)(ji)(ji)(ji)(ji)(ji)(ji)金(jin)(jin)(jin)的(de)(de)(de)(de)收(shou)(shou)支(zhi)、管(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)(li)和(he)(he)投(tou)资(zi)(zi)运(yun)营情况(kuang)(kuang)，接受(shou)社(she)(she)会(hui)(hui)监(jian)(jian)(jian)(jian)督(du)。